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SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 22D-1

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 22d-1. The notice... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; FIXED INCOME CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE TO AMEND AND RESTATE THE SECOND AMENDED AND RESTATED CROSS-MARGINING AGREEMENT BETWEEN FICC AND CME AND AMEND RELATED GSD RULES

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amen... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 203A-2(D)

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 203A-2(d). The no... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: MULTI-CLASS ETF FUND EXEMPTIVE RELIEF UNDER THE INVESTMENT COMPANY ACT OF 1940

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Multi-Class ETF Fund Exemptive Relief Under the Investment Company Act of 1940. The notice was published in the F... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; NATIONAL SECURITIES CLEARING CORPORATION; NOTICE OF FILING OF PROPOSED RULE CHANGE CONCERNING THE CLEARING OF EXCHANGE-TRADE FUNDS WITH OPTIONS AS UNDERLYING COMPONENTS

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change ... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: CUSTOMER ACCOUNT STATEMENTS (17 CFR 242.607)

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Customer Account Statem... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: SELF-REGULATORY ORGANIZATIONS; THE NASDAQ STOCK MARKET LLC; NOTICE OF FILING OF PROPOSED RULE CHANGE TO ADOPT A NEW CONTINUED LISTING REQUIREMENT

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Ne... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: SECURITIES ACT RULE 477

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Securities Act Rule 477... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: FIRST EAGLE ETF TRUST AND FIRST EAGLE INVESTMENT MANAGEMENT, LLC

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: First Eagle ETF Trust and First Eagle Investment Management, LLC. The notice was published in the Federal Registe... Read More


SECURITIES AND EXCHANGE COMMISSION ISSUES NOTICE: AGENCY INFORMATION COLLECTION ACTIVITIES; PROPOSED COLLECTION; COMMENT REQUEST; EXTENSION: RULE 12H-1(F)

WASHINGTON, Jan. 29 -- Securities And Exchange Commission has issued a notice called: Agency Information Collection Activities; Proposed Collection; Comment Request; Extension: Rule 12h-1(f). The not... Read More